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Treasury & Counterparty Risk Controls Assessment

Assesses treasury risk visibility, counterparty exposure management practices, and control effectiveness. Designed for treasury, risk, and front-office professionals to benchmark current capabilities and prioritize improvements.

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AI-Powered Questions

Intelligent follow-up questions based on responses

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Comprehensive insights and recommendations

Template Overview

26

Questions

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This professionally designed survey template helps you gather valuable insights with intelligent question flow and automated analysis.

Sample Survey Items

Q1
Chat Message
Welcome to the Treasury & Counterparty Risk Controls Assessment. This survey gathers your perspectives on treasury risk visibility, counterparty exposure management, and the effectiveness of current controls and systems. Your responses will be used to benchmark current capabilities and prioritize improvements. Participation is voluntary, and you may exit at any time. There are no right or wrong answers—we are interested in your honest professional judgment. All responses will be kept confidential and reported only in aggregate. Estimated completion time: 10–12 minutes.
Q2
Multiple Choice
How directly are you involved in counterparty exposure management?
  • Directly responsible
  • Regularly involved
  • Occasionally consulted
  • Aware but not involved
Q3
Opinion Scale
How clear is your organization's treasury risk landscape at present?
Range: 1 7
Min: Not at all clearMid: NeutralMax: Extremely clear
Q4
Ranking
Rank the following treasury risks by criticality for the next 3 months (1 = most critical).
Drag to order (top = most important)
  1. Liquidity risk
  2. Counterparty/credit risk
  3. Foreign exchange risk
  4. Interest rate risk
  5. Payment fraud/cyber risk
  6. Regulatory/compliance risk
Q5
Opinion Scale
How would you rate your organization's visibility into consolidated counterparty exposures over the past 30 days?
Range: 1 7
Min: No visibilityMid: NeutralMax: Full visibility
Q6
Multiple Choice
How often are counterparty exposure figures refreshed or updated in your organization?
  • Real-time/streaming
  • Hourly
  • Daily
  • Weekly
  • Less than weekly
  • Not sure
Q7
Multiple Choice
Which techniques does your organization currently use to mitigate counterparty exposure? (Select all that apply)
  • Bilateral netting
  • CSA/collateral agreements
  • Counterparty exposure limits
  • Diversification across counterparties
  • Guarantees or credit insurance
  • None of the above
  • Other (please specify)
Q8
Dropdown
Approximately how many counterparty limit breaches occurred in your organization in the last 90 days?
  • 0
  • 1–2
  • 3–5
  • 6–10
  • More than 10
  • Not sure / not tracked
Q9
Opinion Scale
Over the past 6 months, how clearly defined have roles and responsibilities been for limit setting and overrides?
Range: 1 7
Min: Not at all clearMid: NeutralMax: Extremely clear
Q10
Multiple Choice
Which method does your organization primarily use to estimate potential future exposure (PFE)?
  • Simple add-on factors
  • Historical simulation
  • Monte Carlo simulation
  • Standardized approach (e.g., SA-CCR)
  • Not sure
Q11
Multiple Choice
How frequently has your organization performed exposure stress tests in the past 6 months?
  • Monthly
  • Quarterly
  • Semi-annually
  • Annually or less
  • Not performed
  • Not sure
Q12
Opinion Scale
How adequate is your organization's current system support for counterparty exposure aggregation?
Range: 1 7
Min: Completely inadequateMid: NeutralMax: Fully adequate
Q13
Opinion Scale
How adequate is your organization's current system support for collateral management?
Range: 1 7
Min: Completely inadequateMid: NeutralMax: Fully adequate
Q14
Opinion Scale
How adequate is your organization's current system support for limit monitoring and breach alerts?
Range: 1 7
Min: Completely inadequateMid: NeutralMax: Fully adequate
Q15
Opinion Scale
How adequate is your organization's current system support for treasury risk reporting and dashboards?
Range: 1 7
Min: Completely inadequateMid: NeutralMax: Fully adequate
Q16
Long Text
Please briefly describe any workflow gaps that have caused risk or delays in the past 3 months.
Max chars
Q17
Opinion Scale
Over the past 30 days, how timely has treasury risk reporting been to key stakeholders?
Range: 1 7
Min: Not at all timelyMid: NeutralMax: Highly timely
Q18
Ranking
Rank the following areas by how much improvement would reduce treasury risk over the next quarter (1 = greatest impact).
Drag to order (top = most important)
  1. Data quality and reconciliations
  2. Systems automation for aggregation
  3. Limit framework (setting/monitoring)
  4. Collateral management processes
  5. Reporting speed and accuracy
  6. Stress testing and scenarios
  7. Training and process clarity
Q19
Multiple Choice
What is your primary role or function?
  • Treasury operations
  • Risk management
  • Front office/trading
  • Finance/controllership
  • Technology/IT
  • Compliance/Legal
  • Other (please specify)
Q20
Multiple Choice
What is your job level?
  • Analyst/Associate
  • Manager
  • Director
  • Executive
  • Other
Q21
Dropdown
How many years have you been in your current role?
  • Less than 1 year
  • 1–3 years
  • 4–6 years
  • 7–10 years
  • More than 10 years
Q22
Multiple Choice
Which region do you primarily support?
  • Americas
  • EMEA
  • APAC
  • Multiple regions
Q23
Multiple Choice
Which teams do you primarily support? (Select all that apply)
  • Treasury
  • Trading
  • Corporate finance
  • Payments
  • Other (please specify)
Q24
Long Text
If you could change one thing next quarter to improve counterparty exposure management, what would it be?
Max chars
Q25
AI Interview
We'd like to explore your perspectives on treasury risk and counterparty exposure in a bit more depth. An AI moderator will ask a few brief follow-up questions based on your earlier responses.
AI InterviewLength: 2Personality: [Object Object]Mode: Fast
Reference questions: 8
Q26
Chat Message
Thank you for completing this survey. Your input will directly inform treasury risk improvement priorities for next quarter.

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