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Treasury & Counterparty Risk Assessment Survey Template

Evaluate treasury practices, credit/liquidity exposure, and counterparty risk. Ready-to-use template to benchmark controls, policies, and compliance.

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Comprehensive insights and recommendations

Sample Survey Items

Q1
opinion scale
How clear is our current treasury risk landscape today?
Q2
ranking
Rank the most critical treasury risks for the next 3 months (1 = most critical).
Q3
rating
How would you rate visibility into consolidated counterparty exposures over the past 30 days?
Q4
multiple choice
How often are counterparty exposure figures refreshed/updated?
  • Real-time/streaming
  • Hourly
  • Daily
  • Weekly
  • Less than weekly
Q5
multiple choice
Which techniques are used today to mitigate counterparty exposure? (Select all that apply)
  • Bilateral netting
  • CSA/collateral agreements
  • Counterparty exposure limits
  • Diversification across counterparties
  • Guarantees or credit insurance
Q6
numeric
How many counterparty limit breaches occurred in the last 90 days? If none, enter 0.
Q7
multiple choice
Attention check: To confirm you are reading carefully, please select "Daily" below.
  • Real-time/streaming
  • Hourly
  • Daily
  • Weekly
  • Less than weekly
Q8
opinion scale
How clear are roles and responsibilities for limit setting and overrides (past 6 months)?
Q9
multiple choice
Which method is primarily used to estimate potential future exposure (PFE)?
  • Simple add-on factors
  • Historical simulation
  • Monte Carlo simulation
  • Standardized approach (e.g., SA-CCR)
  • Not sure
Q10
multiple choice
How frequently have exposure stress tests been performed in the past 6 months?
  • Monthly
  • Quarterly
  • Semi-annually
  • Annually or less
  • Not performed
Q11
matrix
For each area below, indicate the current level of system support.
Q12
long text
Briefly describe any workflow gaps causing risk or delays in the past 3 months.
Max 600 chars
Q13
opinion scale
How timely has treasury risk reporting been over the past 30 days?
Q14
constant sum
Allocate 100 points to areas where improvements would most reduce risk over the next quarter.
Q15
multiple choice
What is your primary role/function?
  • Treasury operations
  • Risk management
  • Front office/trading
  • Finance/controllership
  • Technology/IT
  • Compliance/Legal
  • Other
Q16
multiple choice
What is your job level?
  • Analyst/Associate
  • Manager
  • Director
  • Executive
  • Other
Q17
numeric
How many years have you been in your current role?
Q18
multiple choice
Which region do you primarily support?
  • Americas
  • EMEA
  • APAC
  • Multiple regions
Q19
multiple choice
Which teams do you primarily support?
  • Treasury
  • Trading
  • Corporate finance
  • Payments
  • All of the above
  • Other
Q20
multiple choice
How directly are you involved in counterparty exposure management?
  • Directly responsible
  • Regularly involved
  • Occasionally consulted
  • Aware but not involved
Q21
multiple choice
What is your work location?
  • On-site
  • Hybrid
  • Remote
Q22
long text
If you could change one thing next quarter to improve exposure management, what would it be?
Max 600 chars
Q23
ai interview
AI Interview: 2 Follow-up Questions on Treasury Risk and Counterparty Exposure
AI Interview
Q24
chat message
Thank you for your time—your input will help prioritize improvements next quarter.

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Treasury & Counterparty Risk Assessment Survey Template - Survey Template | QuestionPunk