Treasury & Counterparty Risk Controls Assessment

Welcome to the Treasury & Counterparty Risk Controls Assessment. This survey gathers your perspectives on treasury risk visibility, counterparty exposure management, and the effectiveness of current controls and systems. Your responses will be used to benchmark current capabilities and prioritize improvements. Participation is voluntary, and you may exit at any time. There are no right or wrong answers—we are interested in your honest professional judgment. All responses will be kept confidential and reported only in aggregate. Estimated completion time: 10–12 minutes.

How directly are you involved in counterparty exposure management?

• Directly responsible
• Regularly involved
• Occasionally consulted
• Aware but not involved

How clear is your organization's treasury risk landscape at present?

How would you rate your organization's visibility into consolidated counterparty exposures over the past 30 days?

Over the past 6 months, how clearly defined have roles and responsibilities been for limit setting and overrides?

How adequate is your organization's current system support for counterparty exposure aggregation?

Over the past 30 days, how timely has treasury risk reporting been to key stakeholders?

What is your primary role or function?

• Treasury operations
• Risk management
• Front office/trading
• Finance/controllership
• Technology/IT
• Compliance/Legal
• Other (please specify)

If you could change one thing next quarter to improve counterparty exposure management, what would it be?

Rank the following treasury risks by criticality for the next 3 months (1 = most critical).

1. Liquidity risk
2. Counterparty/credit risk
3. Foreign exchange risk
4. Interest rate risk
5. Payment fraud/cyber risk
6. Regulatory/compliance risk

How often are counterparty exposure figures refreshed or updated in your organization?

• Real-time/streaming
• Hourly
• Daily
• Weekly
• Less than weekly
• Not sure

Which method does your organization primarily use to estimate potential future exposure (PFE)?

• Simple add-on factors
• Historical simulation
• Monte Carlo simulation
• Standardized approach (e.g., SA-CCR)
• Not sure

How adequate is your organization's current system support for collateral management?

Rank the following areas by how much improvement would reduce treasury risk over the next quarter (1 = greatest impact).

1. Data quality and reconciliations
2. Systems automation for aggregation
3. Limit framework (setting/monitoring)
4. Collateral management processes
5. Reporting speed and accuracy
6. Stress testing and scenarios
7. Training and process clarity

What is your job level?

• Analyst/Associate
• Manager
• Director
• Executive
• Other

We'd like to explore your perspectives on treasury risk and counterparty exposure in a bit more depth. An AI moderator will ask a few brief follow-up questions based on your earlier responses.

Which techniques does your organization currently use to mitigate counterparty exposure? (Select all that apply)

• Bilateral netting
• CSA/collateral agreements
• Counterparty exposure limits
• Diversification across counterparties
• Guarantees or credit insurance
• None of the above
• Other (please specify)

How frequently has your organization performed exposure stress tests in the past 6 months?

• Monthly
• Quarterly
• Semi-annually
• Annually or less
• Not performed
• Not sure

How adequate is your organization's current system support for limit monitoring and breach alerts?

How many years have you been in your current role?

• Less than 1 year
• 1–3 years
• 4–6 years
• 7–10 years
• More than 10 years

Thank you for completing this survey. Your input will directly inform treasury risk improvement priorities for next quarter.

Approximately how many counterparty limit breaches occurred in your organization in the last 90 days?

• 0
• 1–2
• 3–5
• 6–10
• More than 10
• Not sure / not tracked

How adequate is your organization's current system support for treasury risk reporting and dashboards?

Which region do you primarily support?

• Americas
• EMEA
• APAC
• Multiple regions

Please briefly describe any workflow gaps that have caused risk or delays in the past 3 months.

Which teams do you primarily support? (Select all that apply)

• Treasury
• Trading
• Corporate finance
• Payments
• Other (please specify)